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L'autorità britannica di vigilanza finanziaria (FSA) ha inflitto all'UBS una multa di 9,45 milioni di sterline (13,65 milioni di franchi) per avere esposto la clientela a rischi inaccettabili nella vendita inadeguata di un fondo di investimento, indica la FSA in una nota.
La banca, precisa il comunicato, ha venduto abusivamente tale fondo almeno a 19 clienti e trattato scorrettamente le lamentele da parte 11.
Si calcola che la compensazione dovuta a tali acquirenti ammonti a 10 milioni di sterline, si legge nella nota della FSA.
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