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L'Autorità federale di vigilanza sui mercati finanziari (FINMA) ha imposto il divieto di esercitare la professione a sei ex dipendenti di UBS, due quadri e quattro cambisti, all'origine di gravi violazioni nel commercio di divise e metalli preziosi.
L'ex responsabile del commercio globale di divise di UBS e l'ex numero uno delle operazioni spot su divise non potranno essere attivi in posizione dirigenziale presso un istituto finanziario per un periodo compreso tra i quattro e i cinque anni. Almeno 12 mesi di blocco sono stati decisi per quattro trader che operavano nell'ufficio divise e metalli preziosi della filiale di Zurigo/Opfikon. Tutte queste persone non sono più alle dipendenze della grande banca.
Nel novembre 2014 la FINMA aveva avviato procedimenti nei confronti di undici persone, per fatti già constatati e risalenti ad anni prima. Sei individui si vedono ora infliggere una sanzione, in quattro casi il procedimento è stato interrotto con ammonizioni, mentre l'ultimo dossier è ancora pendente.
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